About Us

The Company and Licensing

Y E S, the three alphabet letters represent Y-Your, E-Essential, S-Solution which symbolizes the value proposition of financial advisory services offered by YES Financial Sdn Bhd to our valued clients. YES Financial Sdn Bhd (Company Number 201601039168) is licensed and regulated by Bank Negara Malaysia (BNM) as Approved Financial Adviser (FA) Firm and Islamic Financial Advisers (IFA) Firm. Besides, we also obtain Capital Markets Services License (CMSL), Licensing Number eCMSL/A0355 by Securities Commission Malaysia (SC) in various variations. They are Capital Markets Services License (CMSL) in Financial Planning, FP - Advising on Stocks, Debentures and Warrants Listed on Bursa Securities, CMSL in Dealing with Securities limited to Unit Trust and CMSL in Dealing with Private Retirement Scheme. In Federation of Investment Managers Malaysia (FIMM), we also obtain our principal licenses as CUTA and CPRA Firm.

We offer independent holistic financial advice on financial planning services across multiple banking institutions, investment platforms, unit trust management companies, asset management firms, fund managers, stock broking firms, corporate trustees, offshore financial institutions, multiple life insurance companies, takaful operators and general insurance companies. Thus, we are committed to put our clients’ interest first and seek for the best, non-bias, independent and most suitable financial products across multiple providers in the market for our clients to meet their financial objectives.


Vision

Be the industry leader in Licensed Financial Advisory Industry in Malaysia and moving forward as an International FA Firm across South East Asia.

Mission

To represent clients' interest in providing holistic financial advice and professional services in financial planning for effective wealth accumulation, preservation, decumulation and distribution with institutional capabilities.

CEO / Founder Profile

JOHN CHAN NINYII
FAR CMSRL BEng RFP SRFP MBA PJM
Founder and Chief Executive Officer
John Chan has more than 20 years of experience in running and managing financial services field force. He holds professional certification of Registered Financial Planner RFP, Shariah Registered Financial Planner ShRFP, Master of Business Administration and Bachelor Degree in Mechanical Engineering. Besides being the Principal Officer of Approved Financial Adviser, Islamic Financial Adviser, Capital Markets Services License and CUTA CPRA License, he also contributes his expertise in development of Financial Planning Industry together with AFA and Professional Bodies thru various industry working groups. He also serves as Deputy President of Association of Financial Advisers Malaysia for term 2021-2023. He is a Certified RFP Lecturer and Examiner of Malaysian Financial Planning Council MFPC and Financial Planning Advisory Council of University Malaysia Terengganu Faculty of Business, Economics and Social Development.

With outstanding performance in providing financial planning solutions and business management, he was awarded with numerous awards and recognitions. Among the significant awards which were received through Malaysian Ministers are 2018 and 2014 Ten Outstanding Young Malaysian Award Top 30 Finalist, FMA Remarkable Entrepreneur Award and Top 100 Most Influential Young Entrepreneur Award.

He was interviewed by Astro Kah Lai Toi 304 Channel through Program 'Young Entrepreneur Story'. Besides he was also interviewed by 'Foot Print' business magazine about his success as a young entrepreneur. As the founder of Licensed Financial Advisers Firm, John Chan was interviewed as Front Cover Figure in 'Financial 1st' and 'Chinese Money Compass'《精明理财》, back cover figure of 'English Money Compass' and 'ShangHai Entrepreneurs Elite Talk Of Fame'. He was also featured in <Successful People in Malaysia> Encyclopedia 3rd Edition.

John Chan is also an author for two books namely ‘Fire Your Boss’ and ‘Rainbow After The Storm’.




<FINANCIAL 1st> Malaysian Financial Planning Council Magazine Vol 3/2020 Cover Story Interview

<Chinese Money Compass>《精明理财》Cover Story Interview

<English Money Compass> Vol 33, March 2018 Interview